Fund marketing and distribution licensing requirements

Who this is for

• - Fund sponsors
• - Placement teams
• - Capital raising consultants
• - Private markets platforms

Trigger questions

• - Who prepares, approves, and sends fund marketing material?
• - Are investors retail, professional, accredited, institutional, or wholesale?
• - Are fees linked to introductions, subscriptions, or committed capital?

Common mistakes

• - Assuming private fund marketing is automatically outside licence scope.
• - Not aligning pitch decks, websites, and subscription documents to the stated route.

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